Introduction

Effective internal controls are the backbone of organizational risk management. They help prevent errors, fraud, and operational inefficiencies while ensuring compliance with regulatory and governance requirements. This program equips participants with practical strategies to design, implement, and monitor robust internal controls aligned with enterprise risk management frameworks.

Training Objectives

By the end of this training, participants will be able to:

·Understand the principles and importance of internal controls in risk management.

·Identify key risk areas across operations, finance, IT, and compliance.

·Design and implement effective internal controls to mitigate risks.

·Evaluate control effectiveness and address control gaps.

·Integrate internal controls with enterprise risk management and governance frameworks.

·Enhance audit readiness and support regulatory compliance.

Expected Outcomes

Participants will gain the ability to:

· Map organizational processes and identify risk points.

· Develop internal controls that prevent, detect, and correct risks.

· Apply monitoring and reporting mechanisms for control effectiveness.

· Strengthen fraud prevention, operational safeguards, and compliance measures.

· Support management in risk-informed decision-making.

· Prepare for internal and external audits with well-documented controls.

Training Methods

· Interactive lectures and discussions

· Case studies of organizational control failures and best practices

· Hands-on workshops on risk assessment and control design

· Group exercises and role-playing scenarios

· Tools: risk registers, control matrices, audit checklists

· Open Q&A and peer learning

Training Modules

Module 1: Introduction to Internal Controls & Risk Management

· Definition, objectives, and importance

· Types of internal controls: preventive, detective, corrective

· Relationship between internal controls and risk management

Module 2: Risk Identification & Assessment

· Identifying risks across operations, finance, IT, and compliance

· Tools: risk registers, checklists, surveys, interviews

· Risk scoring, prioritization, and heat maps

Module 3: Designing Robust Internal Controls

· Control frameworks: COSO, COBIT, ISO 31000

· Segregation of duties, approval hierarchies, and process controls

· Preventive, detective, and corrective control design

Module 4: Risk Mitigation Strategies

· Risk response: avoid, reduce, transfer, accept

· Fraud prevention and operational safeguards

· Business continuity and disaster recovery planning

Module 5: Monitoring & Reporting Controls

· Key Risk Indicators (KRIs) and metrics

· Control testing and audit trails

· Reporting to management and governance bodies

Module 6: Integrating Controls with ERM & Governance

· Embedding controls in organizational strategy

· Aligning with ERM frameworks and governance standards

· Case studies on successful internal control implementation

Module 7: Practical Exercises & Case Studies

· Hands-on workshops: creating control matrices and risk mitigation plans

· Group exercises and discussion on real-life scenarios

· Actionable takeaways for immediate application

Training Materials Provided

· Comprehensive Participant Handbook / PDF Module

· Risk Assessment Templates & Checklists

· Internal Control Framework Guides

· Case Study Exercises

Trainer Profile

Mohammad Abdur Rahman – Risk & Compliance Specialist

· 19 years of practical experience in organizational risk management and internal controls

· 16 years as a freelance Risk Management Auditor, Consultant, and Trainer

· Expert in designing robust internal control frameworks, risk mitigation strategies, and compliance systems

· Known for practical, actionable guidance that strengthens governance and organizational resilience

Course Summary:

·       Online Virtual & In Personal Classroom Training

·       04 Modules & 08 Sessions (Online Training)

·       Day Long (9:00 AM-5:00 PM)-8 Hours for Classroom Training

·       Google Meet Link’s Training (For Online)

·       Certificate Course & Certificate shall be awarded

·       04 Soft PDF Training Module shall provide

Registration Hotlines:

01739-138399

01312-138399

01824-576598

01772-825678

WhatsApp Number:

01739-138399

01312-138399

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Registration Fee:

Online Mode:

BDT 3500/- Per Person

In person Classroom Training:

BDT 4000/- Per Person

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Payment Modes:

Bkash A/C: 01739-138399 (Personal)

Nagad A/C: 01739-138399 (Personal)

DBBL Rocket A/C: 01739-1383997 (Personal)

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DBBL Nexus Pay-01:

Card Number:0121 0845 8527

A/C Name: Mohammad Abdur Rahman

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Bank Account Number

A/C NAME: MOHAMMAD ABDUR RAHMAN

A/C NUMBER: 3001570018186

ROUTING NUMBER: 090262087

BRANCH: IBRAHIMPUR BANK: DUTCH-BANGLA BANK LTD.

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Email: compliancetrainingbd2019@gmail.com

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