* Certificate Shall Provide Within 5 Days of Successful Course Completion*

Course Introduction:

Financial compliance training is essential for banks, financial professionals, investment firms, financial institutions and indeed all organizations and professionals in the financial industry. Especially after 2009, compliance has become one of the most important topics in this sector, and both regulation and enforcement at applicable all levels have become increasingly strict. Not only are regulatory agencies more likely to investigate and enforce regulations, but the regulations themselves are changing often. Accumulating applicable all world renowned standards on financial compliance, the training module has been designed. The course is one of time demanded solutions of compliance & compliance audit.

Course Benefits:

·        To avail practical expertise training

·        To make competent financial integrity management

·        To make competent on financial risk reduction process

·        To gain appropriate knowledge on financial documentation

·        To make competent on compliance obligation management

·        To avail quality training

·        To make aware on financial audit

·        To make competent on financial training management

·        To learn more knowledge on financial transaction integrity

·        To make competent on financial policy & procedure management accurately 

Course Objectives:

·        To ensure the legal obligation in finance

·        To ensure the best factory preparing knowledge

·        To establish the ethics

·        To establish the financial legislation within the organization  

·        To conform compliance obligations

·        To create a powerful audit trail

·        To ensure byer’s satisfaction

·        To ensures standards requirement

Course Content(s):

·        Welcome & introductory Session

·        Concept of Financial Compliance

·        Importance of Financial Compliance

·        Financial Regulators in Bangladesh

·        International Financial Regulators/Standards

·        Key Issues of Financial Compliance

·        Financial Risk Management & Control

·        Financial Risk Management & It’s Considering Issues

·        Questionnaire to Identify the Financial Risk

·        Conditions to Decrease Financial Risk

·        Effective Tools To Control The Financial Risk

·        Financial Integrity & It’s compliance obligations

·        Anti-Bribery, Anti-Corruption & It’s compliance obligations

·        Money Laundering & It’s compliance obligations

·        Cyber Security @ Financial Compliance

·        Roles, Responsibilities, Authorities of Financial Compliance Professional

·        Financial Policy Management

·        Staff Training on Financial Compliance

·        Financial Audit, Auditor & Auditee & their compliance obligations

·        Financial audit requirement & audit management

·        Financial audit documentation etc.

Who should attend?

1.      Manager/Officer-Finance

2.      Manager & Officer-HR

3.      Manager & Officer-Social Compliance

4.      Social Internal auditor

5.      Anyone who intends to learn more on Financial Compliance

# Training Methods:

·        Lecture

·        Discussion

·        Workshop

# Training Method: Online Virtual