Certificate Shall Provide After the Successful Completion of the Training

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Course Introduction:

Are you looking to elevate your organization’s compliance standards to new heights? This comprehensive course will teach you everything you need to know about compliance, including industry regulations, compliance management systems and strategies for upholding a compliant workplace. Enrolling in this course will give you the knowledge and skills necessary to ensure your organization is always compliant. Considering all aspect of Bangladesh, Compliance Training (BD) Limited introduces the course. Participant shall be highly benefitted from this course.

Course outcomes:

Having completed this module, you should be able to:

·        Define compliance and state its importance in financial services.

·        Identify the benefits of compliance for an organization.

·        Discuss the role and responsibilities of a compliance department in financial services.

·        Explain the importance of each of the five essential components of compliance programs in ensuring an effective compliance program.

·        List the policies and procedures that should be covered in compliance programs.

·        Define Compliance Management System (CMS).

·        Identify the three key components of an efficient CMS.

·        Distinguish between compliance monitoring and compliance audits and understand the importance of these activities in ensuring that internal business processes and regulatory requirements are being met.

·        Categorize risks into systematic and unsystematic risks.

Training Content(s):

Module-01: Intro Part

1.1: Welcome & Introduction

1.2: Training objectives & Outcomes

Module 2: The Basic Concepts of Compliance

2.1: Learning outcomes

2.2: Introduction to Compliance

2.3: Five Basic Elements of Compliance: An Overview

2.4: Five Basic Elements of Compliance

2.4.1: Leadership

2.4.2: Risk assessment

2.4.3: Standards and controls

2.4.4: Training and communication

2.4.5: Oversight

2.5: Policy And Code of Conduct

2.6: The Compliance Organization and Compliance Management

2.6.1: The Structure of The Compliance Organization

2.6.2: Compliance Management

2.7: Auditing and Development

Method 1-4

2.8: Compliance Management System (CMS)

2.9: Compliance Audit: An Overview

2.9.1: Definition of An Audit

2.9.2: More on Audits

2.10: Compliance Audit in a Public Sector Context

2.10.1: Financial audit

2.10.2: Performance audit

2.10.3: Compliance audit

2.11: Elements of Compliance Audit and Audit Risk

2.11.1:  Elements of Compliance Audit

2.11.2:   Audit Risk

2.12: Materiality and Documentation

2.12.1: Materiality

2.12.2: Documentation

2.13: Compliance Audit Process

2.14: Financial and Performance Audit

2.14.1: Financial Audit

2.14.2: Performance audit

2.15: Compliance and Ethics

2.16: Risk and Types of Risk: An Overview

2.17: Nature of Risk

2.17.1: Characteristics of Business Risk

2.17.2: Causes of Business Risk

2.18: Classification of Risk

2.18.1: Market Risk

2.18.2: Credit Risk

2.19: Pure Risk and Financial Risk

2.19.1: Types of Pure Risk

2.19.2: Financial Risk

2.20: Different Types of Financial Risk

2.21: Module Summary

Full Course Assessment

Training Methods:

·       Presentation

·       Case Study

·       Group Discussion

·       Brainstorming

Course Summary:

·       Online Virtual Training

·       04 Modules & 12 Sessions

·       Google Meet Link’s Training

·       Certificate Course & Certificate shall be awarded

·       04 Soft PDF Training Module shall provide

কেন কমপ্লায়েন্স ট্রেনিং (বিডি) থেকে করবেন:

১। সরকার অনুমোদিত প্রতিষ্ঠান

২। ১০০% লিগ্যালি পারমিটেড প্রতিষ্ঠান

৩। ওয়ার্ল্ডওয়াইড অনলাইন ভেরিফাইয়েবল সার্টিফিকেট

৪। ইন্ডাস্ট্রি লেভেলের অভিজ্ঞ প্রশিক্ষক

৫। নাম্বার ওয়ান কমপ্লায়েন্স ট্রেনিং ইনস্টিটিউট ইন বাংলাদেশ

Registration Hotlines:

01739-138399

01312-138399

01824-576598

01772-825678

WhatsApp Number:

01739-138399

01312-138399

Payment Modes:

Bkash A/C: 01739-138399 (Personal)

Nagad A/C: 01739-138399 (Personal)

DBBL Rocket A/C: 01739-1383997 (Personal)

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DBBL Nexus Pay-01:

Card Number:0121 0845 8527

A/C Name: Mohammad Abdur Rahman

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Bank Account Number

A/C NAME: MOHAMMAD ABDUR RAHMAN

A/C NUMBER: 3001570018186

ROUTING NUMBER: 090262087

BRANCH: IBRAHIMPUR BANK: DUTCH-BANGLA BANK LTD.

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Email: compliancetrainingbd2019@gmail.com

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